Compiance Officer, JHB
Finance / Accounting ~ Legal
Johannesburg – Gauteng
COMPLIANCE OFFICER
JOHANNESBURG
12 MONTHS FIXED TERM CONTRACT
Department – Third Party Funds, Treasury and Compliance
Reports to – Compliance Manager
Responsibilities:
- Identification of applicable legislation that needs to comply with and monitor the regulatory universe;
- Develop a system to timeously identify changes in the regulatory environment and ensure timeously to such changes;
- Draft relevant risk mitigation plans to ensure compliance with legislation;
- Collaborate with internal stakeholders to direct compliance issues to appropriate channels for investigation and resolution;
- Develop and implement an effective Compliance Program;
- Develop and implement a training and monitoring Program;
- Liaise with relevant regulatory bodies (NCR, FSCA etc.);
- Assists in coordinating implementation of policies;
- Coordinate the implementation of complaints procedure;
- Facilitate reporting to Social & Ethics committee;
- Identify new draft laws and policies which affect and prepare submissions to relevant structures;
- Identify policy issues which adversely affect B-BBEE and assist to create advocacy strategies in respect of such issues;
- Assist the CRO and General Counsel with implementation of an effective Ethics Management program.
Experience/Skills Required:
- At least 3 years’ experience in a regulatory and legal and compliance environment.
Qualifications:
- LLB degree (minimum)
Personal Attributes:
- Self-driven
- Attention to detail
- Ability to work independently and with others
- Resilience and
- Ability to work with various teams on various projects simultaneously
Please Note: Should you not receive feedback with 3 months, please consider your application as unsuccessful.
